NDML Circular
SEBI Circular
1. 2012-0001 SEBI grants certificate of registration to NDML
2. 2012-0002 Commencement of KRA Operations
3. 2012-0003 Charge Structure
4. 2012-0004 Revision in effective date of applicability of charges
5. 2012-0005 Revision in effective date of applicability of charges
6. 2012-0006 Revision in effective date of applicability of charges
7. 2012-0007 Revision in effective date of applicability of charges
8. 2012-0008 Courier Pickup Facility
9. 2012-0009 Clarification for In-Person Verification
10. 2012-0010 Courier Pickup Facility
11. 2012-0011 PAN requirement for foreign nationals as directors of FIIs
12. 2012-0012 Courier Pickup Facility
13. 2012-0013 Payment of bills by Intermediaries
14. 2012-0014 Revision in Upload and Download file formats
15. 2012-0015 Upload of KYC records of Existing Clients
16. 2012-0016 Modification of Client details in NDML KRA System
17. 2012-0017 PAN requirement for foreign nationals as directors of Corporate Entities
18. 2013- 0001 Facility to view KYC Status and Download KYC details available with other KRAs
19. 2013-0002 Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2013
20. 2013 - 0003 Revised Charge Structure
21. 2013 - 0005 Updation in KYC details
22. 2013 - 0006 Facility to modify KYC details available with other KRAs
23. 2013-0007 Capturing of Beneficial Ownership details in NDML KRA System
24. 2014-0001 Revision in Upload and Download file formats for Registration & Modification
25. 2014-0002 Facility to view KYC Status and Download of KYC information through SMS
26. 2019-0001 Implementation of SEBI Circular on Know Your Client Requirements for Foreign Portfolio Investors (FPIs) dated September 21, 2018
27. 2019-0002 Redact or blackout Aadhaar number from KYC records uploaded to KRA
28. 2020-0001 Avail online Aadhaar Authentication Services (e-KYC).
29. 2020-0002 Grant of Approval from UIDAI for online Aadhaar Authentication Services (e-KYC).
30. 2020-0003 Two-Factor Authentication (2FA) for enhanced log-in security.
31. 2020-0004 Use of additional codes according to KYC Methods.
32. 2021-0001 NSDL Database Management Limited (NDML) receives AUA/KUA production license from UIDAI for online Aadhaar based e-KYC.
33. 2021-0002 Common KYC download format as per SEBI recommendations.
34. 2021-003 NDML/POLICY/2021-0003-Submission of data/information to register as Sub-KUA with NDML KUA for online Aadhaar based e-KYC.
35. 2022-001 NDML/POLICY/2022-0001-Frequently Asked Questions (FAQs) regarding Validation of KYC records by KRAs with respect to SEBI circular ref no. SEBI/HO/MIRSD/DoP/P/CIR/2022/46 dated April 06, 2022 .
36. 2022-003 NDML/POLICY/2022-0003-Circular detailing KYC Validation by KRA.
37. 2022-004 NDML/POLICY/2022-004-KYC Validations
38. 2023-0001 NDML/POLICY/2023-0001-PAN Aadhaar Linkage
39. 2023-0002 NDML/POLICY/2023-0002-Validation of Aadhaar based KYC records by NDML KRA
40. 2023-0003 NDML/POLICY/2023-0003-Important guidelines -Change in Account details of NDML KRA
41. 2023-0004 NDML/POLICY/2023-0004-Extension in timeline by SEBI for Validation of AADHAAR based KYC records
42. 2023-0005 NDML/POLICY/2023-0005-TAT for KYC Processing
43. 2023-0006 NDML/POLICY/2023-0006-Actions by SEBI Registered Intermediaries to ensure Compliance.
44. 2023-0007 NDML/POLICY/2023-0007-Change in Registered Office Address
45. 2023-0008 NDML/POLICY/2023-0008-B-KYC verification / validation of Individual (RI / NRI / FN) KYC records w.e.f. September 1, 2023
46. 2023-0009 NDML/POLICY/2023-0009-KRA Circular - Online Resolution of Disputes in Indian Securities Market
47. 2023-0010 NDML/POLICY/2023-0010-NDML circular-Centralised death reporting by SRIs
48. 2023-0011 NDML/POLICY/2023-0011-NDML circular-Implementation of SEBI Master Circular on KYC
49. 2023-0012 NDML/POLICY/2023-0012-NDML circular- Extension in timeline for Validation of Existing Non- Aadhaar KYC records
50. 2024-0001 NDML/POLICY/2024-0001-Corrigendum to NDML circular on Implementation of SEBI Circular regarding Centralized mechanism for reporting the demise of an investor through KRA
51. 2024-0002 NDML/POLICY/2024-0002-Circular-Introduction of new KYC Mode / KYC Type for SARAL Account Opening for Resident Individuals
52. 2024-0003 NDML/POLICY/2024-0003-Circular – Verification of Non Aadhaar/Deemed OVD KYC Records by KRAs
53. 2024-0004 NDML/POLICY/2024-0004- Circular – Changes in KRA System pursuant to revised API for Online PAN Verification service of Income Tax Department by KRAs
54. 2024-0005 NDML/POLICY/2024-0005-Circular – Press Release by KYC Registration Agencies (KRAs) on KYC for benefit of investors and overall securities market
55. 2024-0006 NDML/POLICY/2024-0006-Circular Review of validation of KYC records under Risk Management Framework
56. 2024-0007 NDML/POLICY/2024-0007-Implementation of Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs).
57. 2024-0007A NDML/POLICY/2024-0007A-Addendum-Implementation of Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs).
58. 2024-0008 NDML/POLICY/2024-0008-FATCA/CRS IMPLEMENTATION
59. 2024-0009 NDML/POLICY/2024-0009-Upload of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
60. 2024-0010 NDML/POLICY/2024-0010-Reporting of Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) declarations at KYC Registration Agencies (KRAs)
61. 2024-0011 NDML/POLICY/2024-0011-Acceptance of CERSAI KYC Form by KRA
62. 2024-0012 NDML/POLICY/2024-0012-Centralized Maintenance of certifications under (FATCA) and (CRS) at KRAs for non-individuals
63. 2024-0013 NDML/POLICY/2024-0013-Usage of KRA System by SEBI Registered Intermediaries
64. 2025-0001 NDML/POLICY/2025-0001-MANDATORY PROOF NUMBER - KYC PROCESS FOR NDML SEBI REGISTERED INTERMEDIARIES (“SRIs”)
65. 2025-0002 NDML/POLICY/2025-0002-Delinking of KYC record in NDML KRA system
66. 2025-0003 NDML/POLICY/2025-0003-Clarifications on UBO, Balance sheet and Shareholding Pattern update with KRA for KYC records held by Non-Individuals
67. 2025-0004 NDML/POLICY/2025-0004-MANDATORY PROOF NUMBER - KYC PROCESS FOR SEBI REGISTERED INTER MEDIARIES (“SRIs”)
68. 2025-0004A NDML/POLICY/2025-0004A-Addendum MANDATORY PROOF NUMBER - KYC PROCESS FOR SEBI REGISTERED INTER MEDIARIES (“SRIs”)
69. 2025-0005 NDML/POLICY/2025-0005-Relaxation of portability of KYC records of NRIs in Registered Status
70. 2025-0006 NDML/POLICY/2025-0006-Registration of Clients with KRA
1. October 12, 2023 SEBI Master Circular on Know Your Client (KYC) norms for the securities market
2. October 03, 2023 SEBI circular on Centralized mechanism for reporting the demise of an investor through KRAs
3. August 11, 2023 SEBI Master Circular for Online Resolution of Disputes in the Indian Securities Market
4. August 11, 2023 SEBI circular on Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)

5. August 4, 2023 SEBI circular - Corrigendum cum Amendment to Circular dated July 31, 2023 on ODR in the Indian Securities Market

6. July 31, 2023 SEBI circular on Online Resolution of Disputes (ODR) in the Indian Securities Market

7. July 27, 2022 SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
8. July 20, 2022 SEBI circular on Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
9. July 5, 2022 SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
10. June 24, 2022 SEBI circular on Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
11. May 30, 2022 SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
12. April 06, 2022 SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
13. January 28, 2022 SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations 2011 [Last amended on January 28, 2022]
14. January 28, 2022 SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2022
15. August 3, 2021 SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011
16. May 12, 2020 SEBI circular on Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market
17. April 24, 2020 SEBI circular on Clarification on Know Your Client (KYC) Process and Use of Technology for KYC
18. November 5, 2019 SEBI circular on eKYC Authentication facility under section 11A of the Prevention of Money Laundering Act,2002 by Entities in the securities market for Resident Investors.
19. October 15, 2019 SEBI circular on Cyber Security & Cyber Resilience framework for KYC Registration Agencies--
20. June 30, 2017 SEBI circular on Acceptance of e-PAN card for KYC purpose---
21. January 22, 2016 SEBI circular on KYC Requirements- Clarification on voluntary adaptation of Aadhaar based e-KYC process
22. August 11, 2014 SEBI circular on SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014
23. June 16, 2014 SEBI circular on KYC requirements on Foreign Portfolio Investors (FPIs)
24. March 13, 2014 {KYC (Know Your Client) REGISTRATION AGENCY} (AMENDMENT)
25. December 26, 2013 Know Your Client Requirements
26. October 8, 2013 Know Your Client Requirements
27. September 5, 2012 Know Your Client Requirements
28. August 13, 2012 Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms
29. April 13, 2012 Uploading of the existing clients’ KYC details in the KYC Registration
30. December 23, 2011 Guidelines in pursuance of the SEBI KYC Registration Agency (KRA)
31. December 2, 2011 The Securities and Exchange Board of India (KYC Registration Agency)
32. October 5, 2011 Uniform Know Your Client (KYC) Requirements for the Securities Markets

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