NDML Circular
SEBI Circular
1. 2012-0001 - SEBI grants certificate of registration to NDML
2. 2012-0002 - Commencement of KRA Operations
3. 2012-0003 - Charge Structure
4. 2012-0004 - Revision in effective date of applicability of charges
5. 2012-0005 - Revision in effective date of applicability of charges
6. 2012-0006 - Revision in effective date of applicability of charges
7. 2012-0007 - Revision in effective date of applicability of charges
8. 2012-0008 - Courier Pickup Facility
9. 2012-0009 - Clarification for In-Person Verification
10. 2012-0010 - Courier Pickup Facility
11. 2012-0011 - PAN requirement for foreign nationals as directors of FIIs
12. 2012-0012 - Courier Pickup Facility
13. 2012-0013 - Payment of bills by Intermediaries
14. 2012-0014 - Revision in Upload and Download file formats
15. 2012-0015 - Upload of KYC records of Existing Clients
16. 2012-0016 - Modification of Client details in NDML KRA System
17. 2012-0017 -PAN requirement for foreign nationals as directors of Corporate Entities
18. 2013- 0001 - Facility to view KYC Status and Download KYC details available with other KRAs
19. 2013-0002 - Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2013
20. 2013 - 0003 - Revised Charge Structure
21. 2013 - 0005 - Updation in KYC details
22. 2013 - 0006 - Facility to modify KYC details available with other KRAs
23. 2013-0007 - Capturing of Beneficial Ownership details in NDML KRA System
24. 2014-0001 - Revision in Upload and Download file formats for Registration & Modification
25. 2014-0002 - Facility to view KYC Status and Download of KYC information through SMS
26. 2019-0001 Implementation of SEBI Circular on Know Your Client Requirements for Foreign Portfolio Investors (FPIs) dated September 21, 2018
27. 2019-0002 Redact or blackout Aadhaar number from KYC records uploaded to KRA
28. 2020-0001 - Avail online Aadhaar Authentication Services (e-KYC).
29. 2020-0002 - Grant of Approval from UIDAI for online Aadhaar Authentication Services (e-KYC).
30. 2020-0003 - Two-Factor Authentication (2FA) for enhanced log-in security.
31. 2020-0004 - Use of additional codes according to KYC Methods.
32. 2021-0001 - NSDL Database Management Limited (NDML) receives AUA/KUA production license from UIDAI for online Aadhaar based e-KYC.
33. 2021-0002 - Common KYC download format as per SEBI recommendations.
34. 2021-003 - NDML/POLICY/2021-0003- Submission of data/information to register as Sub-KUA with NDML KUA for online Aadhaar based e-KYC.
35. 2022-001 - NDML/POLICY/2022-0001- Frequently Asked Questions (FAQs) regarding Validation of KYC records by KRAs with respect to SEBI circular ref no. SEBI/HO/MIRSD/DoP/P/CIR/2022/46 dated April 06, 2022 .
36. 2022-003 - NDML/POLICY/2022-0003- Circular detailing KYC Validation by KRA.
37. 2022-004 - NDML/POLICY/2022-004- KYC Validations
38. 2023-0001 - NDML/POLICY/2023-0001 - PAN Aadhaar Linkage
39. 2023-0002 - NDML/POLICY/2023-0002 - Validation of Aadhaar based KYC records by NDML KRA
40. 2023-0003 - NDML/POLICY/2023-0003 - Important guidelines -Change in Account details of NDML KRA
41. 2023-0004 - NDML/POLICY/2023-0004 - Extension in timeline by SEBI for Validation of AADHAAR based KYC records
42. 2023-0005 - NDML/POLICY/2023-0005 - TAT for KYC Processing
43. 2023-0006 - NDML/POLICY/2023-0006 - Actions by SEBI Registered Intermediaries to ensure Compliance.
44. 2023-0007 - NDML/POLICY/2023-0007 - Change in Registered Office Address
45. 2023-0008 -B - NDML/POLICY/2023-0008-B - KYC verification / validation of Individual (RI / NRI / FN) KYC records w.e.f. September 1, 2023
46. 2023-0009 - NDML/POLICY/2023-0009 - KRA Circular - Online Resolution of Disputes in Indian Securities Market
47. 2023-0010 - NDML/POLICY/2023-0010 - NDML circular-Centralised death reporting by SRIs
48. 2023-0011 - NDML/POLICY/2023-0011 - NDML circular-Implementation of SEBI Master Circular on KYC
49. 2023-0012 - NDML/POLICY/2023-0012 - NDML circular- Extension in timeline for Validation of Existing Non- Aadhaar KYC records
50. 2024-0001 - NDML/POLICY/2024-0001 -Corrigendum to NDML circular on Implementation of SEBI Circular regarding Centralized mechanism for reporting the demise of an investor through KRA
51. 2024-0002 - NDML/POLICY/2024-0002 - Circular-Introduction of new KYC Mode / KYC Type for SARAL Account Opening for Resident Individuals
52. 2024-0003 - NDML/POLICY/2024-0003- Circular – Verification of Non Aadhaar/Deemed OVD KYC Records by KRAs
53. 2024-0004 - NDML/POLICY/2024-0004- Circular – Changes in KRA System pursuant to revised API for Online PAN Verification service of Income Tax Department by KRAs
54. 2024-0005 - NDML/POLICY/2024-0005- Circular – Press Release by KYC Registration Agencies (KRAs) on KYC for benefit of investors and overall securities market
55. 2024-0006 - NDML/POLICY/2024-0006- Circular Review of validation of KYC records under Risk Management Framework
56. 2024-0007 - NDML/POLICY/2024-0007- Implementation of Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs).
57. 2024-0007A - NDML/POLICY/2024-0007A- Addendum-Implementation of Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs).
58. 2024-0008 - NDML/POLICY/2024-0008- FATCA/CRS IMPLEMENTATION
59. 2024-0009 - NDML/POLICY/2024-0009 Upload of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
60. 2024-0010 - NDML/POLICY/2024-0010 Reporting of Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) declarations at KYC Registration Agencies (KRAs)
61. 2024-0011 - NDML/POLICY/2024-0011 Acceptance of CERSAI KYC Form by KRA
62. 2024-0012 - NDML/POLICY/2024-0012 Centralized Maintenance of certifications under (FATCA) and (CRS) at KRAs for non-individuals
63. 2024-0013 - NDML/POLICY/2024-0013 Usage of KRA System by SEBI Registered Intermediaries
64. 2025-0001 - NDML/POLICY/2025-0001 MANDATORY PROOF NUMBER - KYC PROCESS FOR NDML SEBI REGISTERED INTERMEDIARIES (“SRIs”)
65. 2025-0003 - NDML/POLICY/2025-0003 - Clarifications on UBO, Balance sheet and Shareholding Pattern update with KRA for KYC records held by Non-Individuals
1. October 12, 2023 - SEBI Master Circular on Know Your Client (KYC) norms for the securities market
2. October 03, 2023 – SEBI circular on Centralized mechanism for reporting the demise of an investor through KRAs
3. August 11, 2023 - SEBI Master Circular for Online Resolution of Disputes in the Indian Securities Market
4. August 11, 2023 – SEBI circular on Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)

5. August 4, 2023 – SEBI circular - Corrigendum cum Amendment to Circular dated July 31, 2023 on ODR in the Indian Securities Market

6. July 31, 2023 – SEBI circular on Online Resolution of Disputes (ODR) in the Indian Securities Market

7. July 27, 2022 – SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011 --
8. July 20, 2022 – SEBI circular on Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA --
9. July 5, 2022 – SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)--
10. June 24, 2022 – SEBI circular on Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ --
11. May 30, 2022 – SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
12. April 06, 2022 – SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
13. January 28, 2022 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations 2011 [Last amended on January 28, 2022] --
14. January 28, 2022 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2022 ---
15. August 3, 2021 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011 --
16. May 12, 2020 - SEBI circular on Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market
17. April 24, 2020 - SEBI circular on Clarification on Know Your Client (KYC) Process and Use of Technology for KYC
18. November 5, 2019 - SEBI circular on eKYC Authentication facility under section 11A of the Prevention of Money Laundering Act,2002 by Entities in the securities market for Resident Investors.
19. October 15, 2019 – SEBI circular on Cyber Security & Cyber Resilience framework for KYC Registration Agencies--
20. June 30, 2017 – SEBI circular on Acceptance of e-PAN card for KYC purpose---
21. January 22, 2016 – SEBI circular on KYC Requirements- Clarification on voluntary adaptation of Aadhaar based e-KYC process
22. August 11, 2014 --SEBI circular on SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014
23. June 16, 2014 - SEBI circular on KYC requirements on Foreign Portfolio Investors (FPIs)
24. March 13, 2014 - {KYC (Know Your Client) REGISTRATION AGENCY} (AMENDMENT)
25. December 26, 2013 - Know Your Client Requirements
26. October 8, 2013 - Know Your Client Requirements
27. September 5, 2012 - Know Your Client Requirements
28. August 13, 2012 - Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms
29. April 13, 2012 - Uploading of the existing clients’ KYC details in the KYC Registration
30. December 23, 2011 - Guidelines in pursuance of the SEBI KYC Registration Agency (KRA)
31. December 2, 2011 - The Securities and Exchange Board of India (KYC Registration Agency)
32. October 5, 2011 - Uniform Know Your Client (KYC) Requirements for the Securities Markets

Format converter for local DPM file to KRA upload format for new records▼

Format converter for local DPM file to KRA upload format for old records.▼

Utility to upload KYC document - acknowledgment based▼

Converts UCC file to KRA upload forman for new records▼

KYC documents upload utiility - PAN based.▼

Converts Excel file to text file▼

Converts XML to text file▼

Converts UCC to text file▼

Utility to upload XML - Digilocker & Offline Aadhar Utility▼