NDML Circular
SEBI Circular
1. 2012-0001 - SEBI grants certificate of registration to NDML
2. 2012-0002 - Commencement of KRA Operations
3. 2012-0003 - Charge Structure
4. 2012-0004 - Revision in effective date of applicability of charges
5. 2012-0005 - Revision in effective date of applicability of charges
6. 2012-0006 - Revision in effective date of applicability of charges
7. 2012-0007 - Revision in effective date of applicability of charges
8. 2012-0008 - Courier Pickup Facility
9. 2012-0009 - Clarification for In-Person Verification
10. 2012-0010 - Courier Pickup Facility
11. 2012-0011 - PAN requirement for foreign nationals as directors of FIIs
12. 2012-0012 - Courier Pickup Facility
13. 2012-0013 - Payment of bills by Intermediaries
14. 2012-0014 - Revision in Upload and Download file formats
15. 2012-0015 - Upload of KYC records of Existing Clients
16. 2012-0016 - Modification of Client details in NDML KRA System
17. 2012-0017 -PAN requirement for foreign nationals as directors of Corporate Entities
18. 2013- 0001 - Facility to view KYC Status and Download KYC details available with other KRAs
19. 2013-0002 - Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2013
20. 2013 - 0003 - Revised Charge Structure
21. 2013 - 0005 - Updation in KYC details
22. 2013 - 0006 - Facility to modify KYC details available with other KRAs
23. 2013-0007 - Capturing of Beneficial Ownership details in NDML KRA System
24. 2014-0001 - Revision in Upload and Download file formats for Registration & Modification
25. 2014-0002 - Facility to view KYC Status and Download of KYC information through SMS
26. 2019-0001 Implementation of SEBI Circular on Know Your Client Requirements for Foreign Portfolio Investors (FPIs) dated September 21, 2018
27. 2019-0002 Redact or blackout Aadhaar number from KYC records uploaded to KRA
28. 2020-0001 - Avail online Aadhaar Authentication Services (e-KYC).
29. 2020-0002 - Grant of Approval from UIDAI for online Aadhaar Authentication Services (e-KYC).
30. 2020-0003 - Two-Factor Authentication (2FA) for enhanced log-in security.
31. 2020-0004 - Use of additional codes according to KYC Methods.
32. 2021-0001 - NSDL Database Management Limited (NDML) receives AUA/KUA production license from UIDAI for online Aadhaar based e-KYC.
33. 2021-0002 - Common KYC download format as per SEBI recommendations.
34. 2021-003 - NDML/POLICY/2021-0003- Submission of data/information to register as Sub-KUA with NDML KUA for online Aadhaar based e-KYC.
35. 2022-001 - NDML/POLICY/2022-0001- Frequently Asked Questions (FAQs) regarding Validation of KYC records by KRAs with respect to SEBI circular ref no. SEBI/HO/MIRSD/DoP/P/CIR/2022/46 dated April 06, 2022 .
36. 2022-003 - NDML/POLICY/2022-0003- Circular detailing KYC Validation by KRA.
37. 2022-004 - NDML/POLICY/2022-004- KYC Validations
38. 2023-0001 - NDML/POLICY/2023-0001 - PAN Aadhaar Linkage
39. 2023-0002 - NDML/POLICY/2023-0002 - Validation of Aadhaar based KYC records by NDML KRA
40. 2023-0003 - NDML/POLICY/2023-0003 - Important guidelines -Change in Account details of NDML KRA
41. 2023-0004 - NDML/POLICY/2023-0004 - Extension in timeline by SEBI for Validation of AADHAAR based KYC records
42. 2023-0005 - NDML/POLICY/2023-0005 - TAT for KYC Processing
43. 2023-0006 - NDML/POLICY/2023-0006 - Actions by SEBI Registered Intermediaries to ensure Compliance.
44. 2023-0007 - NDML/POLICY/2023-0007 - Change in Registered Office Address
45. 2023-0008 -B - NDML/POLICY/2023-0008-B - KYC verification / validation of Individual (RI / NRI / FN) KYC records w.e.f. September 1, 2023
46. 2023-0009 - NDML/POLICY/2023-0009 - KRA Circular - Online Resolution of Disputes in Indian Securities Market
47. 2023-0010 - NDML/POLICY/2023-0010 - NDML circular-Centralised death reporting by SRIs
48. 2023-0011 - NDML/POLICY/2023-0011 - NDML circular-Implementation of SEBI Master Circular on KYC
49. 2023-0012 - NDML/POLICY/2023-0012 - NDML circular- Extension in timeline for Validation of Existing Non- Aadhaar KYC records
50. 2024-0001 - NDML/POLICY/2024-0001 -Corrigendum to NDML circular on Implementation of SEBI Circular regarding Centralized mechanism for reporting the demise of an investor through KRA
51. 2024-0002 - NDML/POLICY/2024-0002 - Circular-Introduction of new KYC Mode / KYC Type for SARAL Account Opening for Resident Individuals
52. 2024-0003 - NDML/POLICY/2024-0003- Circular – Verification of Non Aadhaar/Deemed OVD KYC Records by KRAs
53. 2024-0004 - NDML/POLICY/2024-0004- Circular – Changes in KRA System pursuant to revised API for Online PAN Verification service of Income Tax Department by KRAs
54. 2024-0005 - NDML/POLICY/2024-0005- Circular – Press Release by KYC Registration Agencies (KRAs) on KYC for benefit of investors and overall securities market
55. 2024-0006 - NDML/POLICY/2024-0006- Circular Review of validation of KYC records under Risk Management Framework
56. 2024-0007 - NDML/POLICY/2024-0007- Circular Implementation of Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs).
1. October 12, 2023 - SEBI Master Circular on Know Your Client (KYC) norms for the securities market
2. October 03, 2023 – SEBI circular on Centralized mechanism for reporting the demise of an investor through KRAs
3. August 11, 2023 - SEBI Master Circular for Online Resolution of Disputes in the Indian Securities Market
4. August 11, 2023 – SEBI circular on Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)

5. August 4, 2023 – SEBI circular - Corrigendum cum Amendment to Circular dated July 31, 2023 on ODR in the Indian Securities Market

6. July 31, 2023 – SEBI circular on Online Resolution of Disputes (ODR) in the Indian Securities Market

7. July 27, 2022 – SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011 --
8. July 20, 2022 – SEBI circular on Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA --
9. July 5, 2022 – SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)--
10. June 24, 2022 – SEBI circular on Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ --
11. May 30, 2022 – SEBI circular on Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
12. April 06, 2022 – SEBI circular on Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
13. January 28, 2022 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations 2011 [Last amended on January 28, 2022] --
14. January 28, 2022 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} (Amendment) Regulations, 2022 ---
15. August 3, 2021 - SEBI circular on SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011 --
16. May 12, 2020 - SEBI circular on Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market
17. April 24, 2020 - SEBI circular on Clarification on Know Your Client (KYC) Process and Use of Technology for KYC
18. November 5, 2019 - SEBI circular on eKYC Authentication facility under section 11A of the Prevention of Money Laundering Act,2002 by Entities in the securities market for Resident Investors.
19. October 15, 2019 – SEBI circular on Cyber Security & Cyber Resilience framework for KYC Registration Agencies--
20. June 30, 2017 – SEBI circular on Acceptance of e-PAN card for KYC purpose---
21. January 22, 2016 – SEBI circular on KYC Requirements- Clarification on voluntary adaptation of Aadhaar based e-KYC process
22. August 11, 2014 --SEBI circular on SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014
23. June 16, 2014 - SEBI circular on KYC requirements on Foreign Portfolio Investors (FPIs)
24. March 13, 2014 - {KYC (Know Your Client) REGISTRATION AGENCY} (AMENDMENT)
25. December 26, 2013 - Know Your Client Requirements
26. October 8, 2013 - Know Your Client Requirements
27. September 5, 2012 - Know Your Client Requirements
28. August 13, 2012 - Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms
29. April 13, 2012 - Uploading of the existing clients’ KYC details in the KYC Registration
30. December 23, 2011 - Guidelines in pursuance of the SEBI KYC Registration Agency (KRA)
31. December 2, 2011 - The Securities and Exchange Board of India (KYC Registration Agency)
32. October 5, 2011 - Uniform Know Your Client (KYC) Requirements for the Securities Markets

Format converter for local DPM file to KRA upload format for new records

Format converter for local DPM file to KRA upload format for old records.

Utility to upload KYC document - acknowledgment based

Converts UCC file to KRA upload forman for new records

KYC documents upload utiility - PAN based.

Converts Excel file to text file

Converts XML to text file

Converts UCC to text file

Utility to upload XML - Digilocker & Offline Aadhar Utility